Vetting a Broker Is Harder Than It Looks
by Brendan Pedersen, Reporter, Kiplinger's Personal Finance
Jan 03, 2019
1 minute
We spoke with Colleen Honigsberg, an assistant professor at Stanford Law School, where she studies corporate and securities law. Here are excerpts from our interview.
Many investors use , a search tool managed by the Financial Industry Regulatory Authority, or
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