Purchasing Whiteness: Pardos, Mulattos, and the Quest for Social Mobility in the Spanish Indies
By Ann Twinam
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About this ebook
The colonization of Spanish America resulted in the mixing of Natives, Europeans, and Africans and the subsequent creation of a casta system that discriminated against them. Members of mixed races could, however, free themselves from such burdensome restrictions through the purchase of a gracias al sacar—a royal exemption that provided the privileges of Whiteness. For more than a century, the whitening gracias al sacar has fascinated historians. Even while the documents remained elusive, scholars continually mentioned the potential to acquire Whiteness as a provocative marker of the historic differences between Anglo and Latin American treatments of race. Purchasing Whiteness explores the fascinating details of 40 cases of whitening petitions, tracking thousands of pages of ensuing conversations as petitioners, royal officials, and local elites disputed not only whether the state should grant full whiteness to deserving individuals, but whether selective prejudices against the castas should cease.
Purchasing Whiteness contextualizes the history of the gracias al sacar within the broader framework of three centuries of mixed race efforts to end discrimination. It identifies those historic variables that structured the potential for mobility as Africans moved from slavery to freedom, mixed with Natives and Whites, and transformed later generations into vassals worthy of royal favor. By examining this history of pardo and mulatto mobility, the author provides striking insight into those uniquely characteristic and deeply embedded pathways through which the Hispanic world negotiated processes of inclusion and exclusion.
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Purchasing Whiteness - Ann Twinam
Stanford University Press
Stanford, California
© 2015 by the Board of Trustees of the Leland Stanford Junior University. All rights reserved.
Stanford University Press gratefully acknowledges financial assistance provided for the publication of this book from the President’s Office at The University of Texas at Austin.
No part of this book may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying and recording, or in any information storage or retrieval system without the prior written permission of Stanford University Press.
Printed in the United States of America on acid-free, archival-quality paper
Library of Congress Cataloging-in-Publication Data
Twinam, Ann, author.
Purchasing whiteness : pardos, mulattos, and the quest for social mobility in the Spanish Indies / Ann Twinam.
pages cm
Includes bibliographical references and index.
ISBN 978-0-8047-5092-9 (cloth : alk. paper)—ISBN 978-0-8047-5093-6 (pbk. : alk. paper)
1. Racially mixed people—Spain—Colonies—History. 2. Race discrimination—Caribbean Area—History. 3. Race discrimination—Spain—Colonies—History. 4. Racially mixed people—Legal status, laws, etc.—Caribbean Area—History. 5. Caribbean Area—Race relations—History. 6. Spain—Colonies—America—Race relations. I. Title.
F2191.R33T85 2015
305.800946—dc23
2014025471
ISBN 978-0-8047-9320-9 (electronic)
Typeset by Newgen in 11/14 Adobe Garamond
Frontispiece. Anónimo Limeño: El Doctor José Manuel Valdés, Busione, insigne medico y distinguido literato. V-2.0-0246, Ca. 1875, Aquada sobre papel, 24.2 × 17.6 cm. Museo de Arte de Lima. Donación Memoria Prado.
Purchasing Whiteness
PARDOS, MULATTOS, AND THE QUEST FOR SOCIAL MOBILITY IN THE SPANISH INDIES
Ann Twinam
STANFORD UNIVERSITY PRESS
STANFORD, CALIFORNIA
This work is dedicated to all who appear in these pages who struggled for a better life and a fairer world
Contents
Acknowledgments
Preface
PART ONE. INTRODUCTIONS
1. Conclusions: A Century of Historiography
The Internet: The New Challenge
U.S. Scholars and First Research on Gracias al Sacar
The Search for Documents: Lanning and King
Spaniards and Spanish Americans on Gracias al Sacar
The Konetzke Documents
Whitening: The 1960s and 1970s
Venezuelan Connections: Santos Rodulfo Cortés
The Caste versus Class Debate
Gracias al Sacar: Identity and Latin American Racism
Common Misconceptions
Finding the Gracias al Sacar: Reverse Engineering in the Archives
First Answers, Additional Questions
2. Introductions: Alternative Approaches
Methodology: Emic and Etic; Processual Analysis
Gracias al Sacar: A Comparative Perspective?
Contexts 1: Vocabularies of Change
Contexts 2: Vassals, Justice, Reciprocity, Inconveniences
Etic Considerations: Public, Private, Passing, Honor
The Actors, Paper Flows, and Chains of Command
Chronologies: Linear, Frozen, Atlantic, Traditional
PART TWO. LONG TIME
3. Interstices: Seeking Spaces for Mobility
Introduction
Movement from Slave to Free
Free Wombs: Ending Bondage for the Next Generation
Slaves and the Attachment of White Privileges
Freeborns: The Society of Castes
1620s–1700: First Movements toward Whiteness
Continuities after 1700: Tribute and Militias
1700: Attaching White Perquisites
Conclusions
4. Connections: Genealogical Mathematics
Introduction
Mulatta and Parda Women
Mulatto and Pardo Males
White Females with Pardo Males
Results: Baptismal Certificates
Alternative Paths
Conclusions
PART THREE. WHITENING: PRECURSOR CASES
5. Benchmarks: Commoditizing Whiteness, Cuba and Panama
Introduction
Cuban Surgeons: First Precedents, 1750s and 1760s
Panamanian Notaries: Further Precedents, 1760s and 1770s
The Smoking Gun Case: Panama, 1786
Conclusions
6. Balances: Weighing the Prices of Full Whiteness
Introduction
First Petitions for Total Whiteness
Guatemalan Efforts: Bernardo Ramírez
Reapplications
Conclusions
7. Exceptions: The Venezuelan Cluster
Introduction
First Applications
Venezuelan Exceptionalism
Protest Letters to the King
The Audiencia Investigates
White Petitions
Cámara Indecisions
Conclusions
PART FOUR. THE WHITENING GRACIAS AL SACAR: 1795‒1814
8. Opportunities: Whitening, the First Year, 1795‒1796
Introduction
The Ayarzas: A Test Case
The First Applicants, Responses, Whitenings
The Ayarzas Revisited
First Judgments and Whitening Policy
Caracas Reactions: The Cabildo and Audiencia Respond
Conclusions
9. Dissentions and Discords: 1796–1803
Introduction
Madrid: Conflict over Whitenings
Free Pardos Strike Back: The Pardo Guild of Caracas
Madrid: First Enforcements and Caracas Complications
The Caracas Establishment Strikes Again
Madrid: Applications, Tensions
The Don Issue
Gracias al Sacar: 1801 Version
Lima Is Not Caracas
Conclusions
10. Denouements: 1803‒1806
Introduction
The Office of Fiscal under Stress
Local Responses to Whitening Decrees
Putting Whitening to the Test
Alternative Interpretations: Bishop and Governor
Caracas Resistance
The Council of the Indies: Rebukes and Retreats
Conclusions
11. Recalibrations: The 1806 Mystery
Consulta; the 1808 Viaña Consulta; and the Cortes, 1806‒1810
Introduction
Mystery Consulta: The Background
The 1806 Mystery Consulta and the Establishment
Mystery Consulta and Policy toward Pardos and Mulattos
Mystery Consulta and Influence on Whitening Policy
The Viaña Consulta, 1808
Subsequent Events
Conclusions
The Whitening Gracias al Sacar: Overtaken by Events
12. Evolutions: Vassals to Citizens?
Introduction
September 24 to October 15, 1810: Are Spain and America Equal? Are Spaniards and Americans Equal?
December 16, 1810 to February 7, 1811: The Lurking Problem of the Castas
The Constitution of 1812: Who Are Spaniards? Who Are Citizens?
American Delegates Continue Support for Casta Citizenship
Intervention of the Mexican Consulado
Casta Compromise
Lima Responses
Conclusions
PART FIVE. CONCLUSIONS
13. Retrospectives: Tidbits, Chunks, and Conclusions
Introduction
Methodologies: Alternative Digital Strategies
Whitening: Direct Outcomes
Alternative Paths
Variable and Ambiguous Outcomes
Conclusions and Processes
Contexts: Traditions, Time, Patterns, Genealogy, Locality
Actors: Castas, Royal Officials, Local Elites
Chronologies: Long, Linear, Frozen, Atlantic, Traditional
Conclusions
Appendix A: Archival/Printed References to Whitening Cases
Appendix B: Dates of Service, Vacancies, and Experience of Fiscals for Peru and New Spain (Mexico)
Notes
Bibliography
Index
Acknowledgments
As with any long-term and complicated project, what follows would never have occurred without the contributions of many others. A first thank you must go to those unknown persons whose names I do not know who, over the centuries, have compiled indexes and catalogues in archives and libraries throughout Spain and the Americas. Without them, this research would not have been possible.
Another special thank you goes to a more recent group—the digitalizers. Their online reproductions of archival materials, particularly through the Portal de Archivos Españoles (PARES) for the Archivo General de Indias (Seville) and the Archivo Histórico Nacional (Madrid), were immensely helpful. Reproductions thanks to Google books proved just as vital, significantly changing the parameters of research. Although the trademark Google
might be superseded in future decades by new ways to search, this will always be a post-Google book.
The staffs at the Archivo General de Indias (Seville), the Archivo Histórico Nacional (Madrid), the Biblioteca Nacional (Madrid), the Real Academia (Madrid), the Archivo General de la Nación (Caracas), the Archivo General de la Nación, the Registro General del Sello (Caracas), and the Perry Castaneda Library at the University of Texas at Austin deserve special thanks. A warm hug to everyone at the Nettie Lee Benson Latin American collection at the University of Texas at Austin. It remains a rare privilege to work with all of you and to be able to root in such a magnificent library. Special thanks to Margo Gutierrez, Michael Hironymous, and Adán Benavides.
Certain individuals went above and beyond. I particularly recognize the assistance of Maria Antonia Colomar Albajar, Pilar Fájardo de la Escosura, Manuel Romero Fallafigo, and Rosario Parra in Seville; Raquel Rosario from Puerto Rico; Dora Davila, Luis Pellicer, and Olga González-Silen in Caracas and California. The latter not only changed dollars to bolivars, she shared her extensive knowledge of Caracas archives, sent me documents, and helped me unravel the intricacies of Venezuelan independence! Mauricio Pajon kept an eagle eye out for names as he researched in Guatemalan archives and passed on some key documents. Jesse Cromwell solved the mystery of a missing legajo at the Archivo General de Indias. William Phillips explained Spanish slavery. Gabriela de Vlachochaga shared insights concerning the watercolor of José Manuel Valdés. Sergio Paolo Solano sent me wonderful documents from Colombia. Laura Matthew literally helped me conclude the story, sharing Franciscan José Antonio Goicoechea’s amazing letter and the 1808 consulta.
This work spans tenure at two universities; I began writing as a professor at the University of Cincinnati and finished the manuscript at the University of Texas at Austin. Colleagues from both places made contributions, including Ohio colleagues Barbara Ramusack, Zane Miller, and Roger Daniels who were there at the start. I now find myself privileged to work with a distinguished and collegial cohort of Latin Americanists at Texas, including Susan Deans-Smith, Virginia Burnett, Seth Garfield, Frank Guridy, Jonathan Brown, Matthew Butler, and Lina del Castillo. History head Alan Tully, as well as colleagues Jorge Canizares-Escurra, Julie Hardwick, Jackie Jones, Neil Kamil, and James Sidbury, provided insight and resources at key moments. I always knew that the Teresa Lozano Long Institute for Latin American Studies and Charles R. Hale were backup if I needed it.
Since Purchasing Whiteness shares gracias al sacar documents collected during the research of Public Lives, Private Secrets, there are two whose substantive contributions have spanned both projects and who deserve special recognition. First is Asunción Lavrin, the chief draft-reader-critiquer and cheerleader who always has wise, productive as well as funny comments—and she even corrects my accents! My go-to guy in understanding the internal workings of the Spanish empire is always Mark Burkholder—he makes particularly significant contributions in Chapter 2.
It can be hard over the years writing a monograph to keep on track. Annual attendance and paper-giving at the Rocky Mountain Council of Latin Americanists—the premier venue for colonialists—invariably recharged weakened intellectual batteries. Conversations and partying with so many of you—you know who you are!—kept the juices flowing. Not only have we shared our ongoing research—I expect every one of you to buy a copy of this book and assign it in your classes!
I also thank those graduate students that I have had the privilege to work with at the University of Texas. Even if I have not always inspired them, they certainly motivate me! If it is any consolation as you endure my constant prodding and editing, I have tried to be as tough on myself as I am with you. Yes, a special thank you to my research seminar students, spring 2014, who commented on some final chapters.
Resources to support this research were fundamental. I thank the National Endowment for the Humanities and the Charles Phelps Taft Foundation of the University of Cincinnati. At the University of Texas at Austin, the Teresa Lozano Long Institute of Latin American Studies provided Sponsored Fellowships for Research; the College of Liberal Arts, a Dean’s Fellowship and a Fellowship at the Humanities Institute; the College and the Department of History, a Fellowship at the Institute of Historical Research. I also gratefully acknowledge financial assistance provided for the publication of this book from the President’s Office at The University of Texas at Austin.
The birth of this project began with a quick email sent too many years ago to Editor Norris Pope at Stanford, who enthusiastically supported the concept from the start. I also thank Stacy Wagner and Friederike Sundaram who carried this project along and to new history editor Eric Brandt who has helped it cross the finish. I remain in awe of project manager Fran Andersen’s attention to getting the details right. My deep gratitude goes to Matthew Restall as well as to R. Douglas Cope, the readers of the manuscript. I simply could have not asked for more perceptive questions and comments from two such distinguished experts in the field. I have taken both your wise observations and critiques to heart and, as a result, the manuscript is substantially better. Thank you.
Last, but far from least, I must acknowledge L. J. Andrew Villalon, my soul mate for these many years. Since our move to Austin, Andy and I have enjoyed many sunsets sipping a glass of wine, looking over the hill country, and reviewing our day. My conversation inevitably returned to the book
—what I had learned, what I could not figure out, why I was frustrated, or why exhilarated. Our sharing of each other’s research, as well as our lives together with our fuzzies, remains a rare and precious value added
that I never fail to appreciate.
Preface
It is confession time. I seemed fated and privileged for the locale of my books to begin in Antioquia, Colombia. As a graduate student, I wondered why Medellín, the modern capital of the department of Antioquia, was one of those few places in Latin America where, at the beginning of the twentieth century, locals carried textile machinery on their backs over the Andes to begin one of the rare indigenous industrializations in Latin America. Researching the origins of this Antioqueño entrepreneurship in Miners, Merchants and Farmers in Colonial Colombia sent me back to an earlier era and a society where the presence and absence of natural resources demanded multiple investments and flexible notions of wealth.¹ This promoted an entrepreneurial ethos that led some in the nineteenth century to label Antiqueños as the Jews of Colombia. Capital accumulation resulting from coffee exports would fuel that later industrialization and prove to be but another legacy of that earlier way of being, or modo de ser.
Knowledge of the world of eighteenth-century Antioquia also led me to Gabriel Muñoz, who, even though a wealthy merchant, found himself excluded from prestigious service on the Medellín city council, or cabildo. Publicly denied the honorific title of Don on the street, he sued the royal official who spurned him. Although he won his lawsuit, he realized that his illegitimacy made him vulnerable to further insult, and so he purchased a gracias al sacar, a royal decree that erased the defect of his birth.² It also led to his acceptance by local elites—he eventually assumed that coveted position on the cabildo.
Wondering if there were others who experienced similar discrimination and sought redress led me to the Archive of the Indies in Seville and to archives throughout Spanish America. In Public Lives, Private Secrets, I traced the lives of 244 who applied for a gracias al sacar to erase their illegitimacy.³ Their histories not only provided insight into their private and public worlds but illuminated those of their families, friends, local elites, and imperial officials as they negotiated issues surrounding gender, honor, sexuality, and illegitimacy in eighteenth-century Spanish America.
A final confession. One of the most commonly asked questions by colleagues as I sent Public Lives, Private Secrets to press was: What about the mulattos and pardos (brown-skinned) who purchased whiteness through gracias al sacar? Aren’t you going to write about them?
⁴ They inquired because the same process that allowed Gabriel Muñoz to pay to eliminate his illegitimacy also permitted pardos and mulattos to buy whiteness. In 1795, the Spanish crown had issued an official price list (arancel) for the Americas that included both legitimation and whitening among seventy-one purchasable options. My answer at the time was that I had just finished a huge manuscript, and although I mentioned the whiteness option that there was neither space nor time to do justice to that theme. I agreed that it was a compelling topic and I promised that I would.
This monograph fulfills that pledge. Yet, I could not know, as I explored what I originally conceived as a topic focused solely on the purchase of whiteness, where it would eventually evolve. I began to wonder why those pardos and mulattos who petitioned the crown in the mid-eighteenth century for the whitening gracias al sacar felt they could do so—and why would the monarch take their requests seriously? It became imperative to understand the accomplishments of their ancestors, to understand the historic processes that facilitated those quests by earlier generations that had opened even wider paths for their descendants.
I began to realize that the history of the whitening gracias al sacar could only be told as inextricably linked to centuries of struggles as Africans and their mixed-blood descendants (castas) moved from slavery to freedom, to status as vassals, and finally to citizenship.⁵ Many who appear in the following pages proved to be unheralded civil rights pioneers. While they seldom directly challenged the legitimacy of the overarching hierarchy, they nonetheless engaged Spanish officials and local elites and contested imperial norms as they fought to eliminate discrimination. Even at the twilight of empire, as the monarchy threatened to tear apart, peninsular and American delegates in the Cortes of Cádiz would continue to debate equal status for the castas.
What follows suggests that the whitening gracias al sacar emerged as but one variant, an official reflection of widespread practices that had facilitated pardo and mulatto mobilities for centuries. Even those refused whitening by the Council of the Indies were able to follow alternative paths and sometimes achieve their goals. More significantly, unknown thousands would also informally enjoy the benefits of partial or full whitening. The gracias al sacar proved liminal, but not because of the few who applied for it or the even fewer who received it. Rather, its history coincides with the larger and mostly untold story of casta mobility in Spanish America. The extent to which such struggles failed and succeeded provides striking insight into those processes of exclusion and inclusion that shaped the texture of discrimination within the Spanish empire.
It seems appropriate that at least one part of this story begins again in Antioquia, for the Valenzuela brothers, rich merchants from that colonial capital, were the first pardos in the Indies to receive a decree from the crown that made them white. However, there is much to explore before they appear. The best way to start would be with some first Conclusions,
revisiting more than a century of scholarly fascination with the concept that pardos and mulattos could purchase whiteness.
PART ONE
Introductions
ONE
Conclusions
A Century of Historiography
For the dispensation of the quality of Pardo . . . 500 [reales].
For the dispensation of the quality of Quinterón . . . 800 [reales].
ROYAL CÉDULA . . . of the pecuniary charges of the gracias al sacar¹
In 1912, Brazilian historian Manoel de Oliveira Lima delivered a speech at Stanford University on a controversial theme. Referring to the ever burning question of race feeling,
he pointedly observed that it is a sentiment which among you has reached a degree of intensity which has never been equaled among Americans of Iberian descent.
² He suggested that perhaps one reason that scruples of blood
might not be as divisive in Latin America was that mixing was silently solving
the color problem.
He used as one historic example of such Hispanic liberalism
the "famous cédulas de gracias al sacar in which the Spanish state sold
certificates of white blood."³
It must have taken a certain courage for Oliveira Lima to raise such a provocative subject: he was lecturing to a U.S. audience that lived in a world that institutionalized separation, prohibited mixing, and legitimized racism. Nor is there any doubt that he—as many authors who would write about gracias al sacar—fundamentally underestimated the presence of both racial consciousness and discrimination in Latin America. Still, these comments, which introduced the concept of purchasing whiteness to an English-speaking audience, would initiate a trend. Scholars would consider the option to purchase whiteness as providing insight not only to a comparative Anglo-Latin American past but also as speaking to the issues of their present. Through charged silences or pointed comments they would link the whitening gracias al sacar to contemporary events, as the United States moved from the apartheid of Oliveira Lima’s day, through the struggles of the civil rights movement, to the identity politics of today.⁴
Although the concept of purchasing whiteness has continually fascinated researchers, unanswered questions and inaccuracies riddle much of the existing historiography. This chapter explores some first conclusions.
It traces how scholars searched for whitening documents, seizing on the gracias al sacar as a provocative marker as they explored key themes, including comparative slavery and citizenship in the Americas, the significance of caste versus class, the salience of identity, and the benefits and problematics of comparison. It also reveals how historians missed provocative clues suggesting that they needed to rethink why the whitening gracias al sacar appeared and what it meant. Even as they wrote incessantly about the purchase of whiteness, interpretations began to veer from the documentary record. Only the reverse engineering
of known documents, the breaking of an archival code, and the systematic collection of whitening petitions have produced some first answers. It has also raised new questions.
A central goal of what follows is to focus on what Ben Vinson called the lens of success
—to explore those variables that might combine to permit successive generations of Africans and their descendants to achieve mobility in the Americas.⁵ Those who appear in the following pages formed a unique cohort. Never should their struggles for whiteness obscure recognition of the unknown thousands who were born or died in slavery or who lived at the margins even if free. Yet, it is also evident that successful transitions from slave to free person and from vassal to citizen formed essential progressions that linked the complex histories of Africans and their descendants in the Indies.
THE INTERNET: THE NEW CHALLENGE
Any review of existing literature on the purchase of whiteness has become far more complicated, albeit more revealing, as historians enter the digital age. As this work goes to press, an internet search reveals that the exact words gracias al sacar
appear in 39,700 monographs and 630 articles. While previously a brief mention would be unlikely to appear in an index and tend to be overlooked, now search engines relentlessly reveal each occurrence and permit a more nuanced evaluation. The new challenge is to find a methodology to contextualize such an immense historiography.
Digital searches reveal a provocative divide in scholarly writing about the whitening gracias al sacar. English-speaking, primarily U.S. authors have either implicitly or explicitly presented the purchase of whiteness as a conceptual lightening rod. The very fact of its presence exists as an immediate shorthand, a dramatic illustration of the different ways that the Anglo and Hispanic worlds have conceptualized and lived differences of race. A number have suggested that the purchase of whiteness provides insight not only to the past but also to contemporary issues of race relations in both Americas.
In contrast, scholars, whether from Spain or Latin America, do not consider the purchase of whiteness to be a particularly novel concept. While some do not ignore the comparative American focus, their primary concern is to contextualize gracias al sacar within imperial or local themes. These include conflict over social and ethnic hierarchy or the subsequent impact of the whitening controversy on independence. Venezuelan historians and historians of Venezuela have played a particular role, given that much of this debate took place in Caracas. Only recently has the gracias al sacar appeared in this literature as providing insight into race relations or identity in the Hispanic world. Tracking these diverse approaches illustrates those ways that contemporary preoccupations shaped a scholarly agenda and a century of publications.
U.S. SCHOLARS AND FIRST RESEARCH ON GRACIAS AL SACAR
Although Manoel de Oliveira Lima’s comments concerning the purchase of whiteness to a Stanford audience in 1912 were provocative, they proved mostly to be a dead end. Since he did not footnote his remarks, he did not provide any documentary trail for U.S. historians to research, nor did they evidence much interest in doing so. Confirmation of rising awareness of the whitening option became manifest in the 1930s as, with interest in Latin America increasing, U.S. historians who wrote textbooks began to refer to it, if only in passing. In his 1933 edition of Colonial Hispanic America, Charles E. Chapman initiated what would become a somewhat amusing trend: attempts to translate gracias al sacar for an English-reading audience. The problem was that the literal translation—thanks to take
—does not convey the subtlety of the Spanish meaning.
Since Chapman did not know that gracias al sacar included numerous purchasable favors, he shaped his translation solely around the acquisition of whiteness. He rendered gracias al sacar as royal decrees of thanks for getting out of it, i.e. out of the colored ranks into those of white men.
⁶ When John Crow wrote his Epic of Latin America in 1946, he somewhat more elegantly, although equally mistakenly, translated gracias al sacar as a decree of thanks for getting out of . . . the colored ranks.
⁷
Since then scholars have struggled to translate gracias al sacar—some with greater and others with lesser success—by combining the concept of thanks, gracias, with that of movement, al sacar, of being taken from one state to another. Later versions have included: concession of exemptions
(1951), removal thanks
(1967), thanks for the exclusion
(1978), thanks for getting out of it
(1979), grateful for deliverance
(1980), permission to pass
(1983), document of thanksgiving for being pulled up
(1989), thanks to be taken out, removed or freed
(1996), document of grace upon receipt
(1997), thanks for rescuing me
(2003), proceeding to change legal status
(2004), conceded grace
(2007), thank you for removing
(2008), and thanks for taking that background out
(2008).⁸ The more elegant solution seems less to translate gracias literally as thanks,
but rather to consider it more reflective of the medieval concept of a leave
granted by the monarch to a deserving vassal.⁹ It then becomes a leave to take
or, more colloquially, a permission to take
from one condition, for example, the state of pardo-ness and to move to another such as whiteness.
Whether mentioned by Chapman or Crow in their textbooks in the 1930s and 1940s or by more recent scholars, allusions to gracias al sacar are significant less for their translations than for their proliferation. Almost every history on Spanish colonial America written for an English-language audience included a mention of the whitening option, including textbooks by Snow (1967), Davis (1968), Worcester and Schaeffer (1970), Burkholder and Johnson (1994), Keen (1996), Beezley and MacLachlan (1999), and Chasteen (2001) as well as the Cambridge History of Latin America.¹⁰ Nor were historians alone in considering the question. Anthropologists (Wauchope and Nash, 1967; Willems, 1975; Flora and Torres-Rivas, 1989b) and political scientists (Friedman, 1984) also referred to whitening.¹¹ Gracias al sacar also figured in compendiums concerning slavery (Finkelman and Miller, 1998; Heuman and Burnard, 2011), race (Levine, 1980; Appiah and Gates, 1999), and diaspora (Davies, 2008).¹² Even with so many references to whitening, serious research on the topic had stalled, for historians could not find the relevant sources. The result was that historians literally went in pursuit of these elusive documents.
A look back suggests four stages in a hunt that not only discovered whitening petitions but also tantalizing clues as to what had occurred and what it signified. First were the initial publications in 1944 and 1951—by John Tate Lanning and James F. King, respectively—of a few pages from a whitening decree. In 1962, when Richard Konetzke issued his monumental five volumes of documents on Spanish American social history, he included a few additional cases. Next were two volumes, one of analysis and another of documents, published by historian Santos Rodulfo Cortés in 1978, the first systematically to research whitening petitions, in this case, for Venezuela. The last contribution was my own, involving a methodology of reverse engineering in the Archive of the Indies (AGI) to locate gracias al sacar applications throughout the empire. Understanding how historians searched for documents, what information they had, what they lacked, and how they wandered provides insight into the changing historiography on whitening.
THE SEARCH FOR DOCUMENTS: LANNING AND KING
Even though Oliveira Lima had mentioned whitening in a lecture in 1912, and historians subsequently referred to it in textbooks, it was not until 1944 that scholars found any documentary trail leading to the gracias al sacar. In the midst of World War II, John Tate Lanning, then editor of the Hispanic American Historical Review (henceforth HAHR), decided to publish a special edition dedicated to the Negro on the Spanish-American Mainland.
He printed a document in Spanish that dealt with the case of Joseph Ponciano de Ayarza, a mulatto student who attended but then found himself unable to graduate from the University of Santa Fe in Bogotá, given that Indies legislation reserved university degrees for whites.¹³ The sixteen-page document contained his petition to the crown, local testimony in his favor, and included the royal decree that removed his mulatto-ness, made him white, and permitted him to graduate.¹⁴
Although Lanning penned a short introduction in English to the untranslated document, he did not acknowledge that he was the author, perhaps due to the nature of the publication. After all, he was teaching at a southern university (Duke) and writing in a wartime period where U.S. troops remained segregated, as did most venues. This included universities, many of which would never have admitted a mulatto such as Joseph Ponciano as a student, much less accepted his transformation to the status of white. Given the climate of race relations in the United States in the 1940s, the whitening gracias al sacar was a challenging document.
It is important to underline the context in which Lanning found this first document on whitening, for he almost certainly discovered it by accident. Since he was researching the history of universities, he found a copy in the colonial education section of the National Archive in Bogotá. His introduction to the document treated it as a strange curiosity. He decided that Joseph Ponciano’s plight resulted from a rise in prejudice in late eighteenth-century universities. Lanning did not know that the petition was part of the gracias al sacar. Nor did he understand that Joseph Ponciano might not be alone—that there might be an official procedure permitting pardos to purchase whiteness, and therefore other cases and other petitions.
Since Lanning published the whitening document in Spanish in a scholarly journal, it did not receive much circulation beyond specialists. The next mention would have far more lasting influence. In 1947, Frank Tannenbaum issued the first of what would be many editions of his classic if controversial comparison of slaves and freedmen in the United States and in Latin America, Slave and Citizen. Although he neither provided a footnote nor mentioned gracias al sacar, Tannenbaum nonetheless noted that it was possible in Spanish America for the free Negro
to purchase whiteness for a specific price.
¹⁵ Such an option buttressed his thesis that Iberian slavery proved more humane than its Anglo counterpart given that Spanish Americans recognized the slave as a fellow Catholic with a soul, deserving of legal protections from the state.
Tannenbaum concluded that this acknowledgment of legal personality and moral status
had facilitated the movement from slave to citizen.¹⁶ Once free from bondage, the Negro
might even purchase whiteness, a path patently impossible for any U.S. counterpart. His mention continued the trend of referencing the whitening gracias al sacar as a marker highlighting Ibero and Anglo American differences.
Slave and Citizen closed with the influential Tannenbaum thesis.
He suggested that the customs and laws of Anglo and Latin American slave regimes had not only impeded or facilitated the movement from bondage to citizenship. They also formed part of the core of the deeply conflicted U.S. or more harmonious Latin American race relations characteristic of the twentieth century.¹⁷ While later scholars would challenge many aspects of Tannenbaum’s conclusion, a topic to be considered in the next chapter, there was an immediate problem concerning his reference to the purchase of whiteness. So far, historians had only found one case.
It was left to John Tate Lanning’s co-editor of that HAHR publication on Negros
in South America, James F. King, to discover the next clues. In 1950, while researching at the Archive of the Indies in Seville, he uncovered in a volume (legajo) of documents, another version of Joseph Ponciano’s whitening decree.¹⁸ However, this copy contained some bureaucratic scribbling that provided additional information. It revealed that after Joseph Ponciano had received permission to become white, he had paid for that privilege in the General Accounting House (Contaduría) according to a fixed price list (arancel). King followed this lead, searched imperial legislation, and discovered that the crown had issued three gracias al sacar schedules detailing a number of purchasable dispensations. There was a 1773 version for Spain, which did not contain whitening clauses, a 1795 counterpart for America, which listed seventy-one categories of favors sold by the crown—including the last two, which were the whitening clauses—and an 1801 revision that raised the prices for the favors.
King suggested that Lanning had been mistaken in portraying Joseph Ponciano’s whitening as a rare and isolated episode, which perhaps could take place only in academic halls.
¹⁹ Rather, he concluded that the case involves a rather typical example of the granting of a cédula de gracias al sacar
that permitted selected upper-class persons of part-Negro blood
to obtain the legal rights and privileges of whites through the payment of a standard fee to the Crown.
His seven-page article became a foundational document of whitening literature, as later authors both constantly referenced and frequently misrepresented it.
King introduced key themes that would dominate the historiography. He wondered who received it, pondered the number granted, questioned concerning the expense, speculated why the crown permitted it, and considered resulting consequences. He understood that the process was not limited to the purchase of whiteness but was a much more comprehensive one of multiple exemptions available for purchase. Nonetheless, his subsequent analysis raised as many questions as it answered.
King immediately noticed two puzzling clues concerning categories and cost. He questioned why the whitening exemptions officially covered only two classifications: those who were pardos, or of darker-skinned mix, and those who were quinterones, or one-fifth African descent. He wondered why the price list specifically singled out only these two mixed ethnic (casta) designations and not others. Why not mulattos (African/white), castizos (whitish), zambos (African/Native), mestizos (Native/white), or myriad other designations?
The differential in cost was also inconsistent, given that pardos, generally considered darker, paid less according to the price list (500 reales) than quinterones (800 reales) who tended to be physically lighter.²⁰ Concluding that he was at a loss
to understand this discrepancy, King ingeniously (if wrongly) speculated that a quinterón, being practically white and probably already engaged in the process of ‘passing’ might be willing and able to pay more for assurance in his status.
²¹ These two provocative leads—why the gracias al sacar had only two categories and why the variation in cost—would later prove fundamental in understanding its origin.
Another theme introduced by King was to question why the crown had issued the whitening legislation in the first place. The existence of a fee schedule suggested that such action was partly, no doubt, because of the revenue.
²² However—in a paragraph quoted and re-quoted by later scholars—King provided a laundry list of somewhat conflicting policy considerations that might have produced the gracias al sacar. Included among these were the desire to reward individual merit among colored subjects, to drain off potential leadership from the colored masses, and to create grateful new supporters of the Crown.
While the newly whitened would add to the ranks of the white minority
they might simultaneously undermine the pretensions of the creole aristocracy.
Even though King identified substantive issues surrounding whitening, he did not conclude that it was a widespread process permitting many pardos and quinterones to transform their status. He doubted that any numerically important portion of the colored element
became white, given that men of color
would have lack[ed] the fees required.
From the start, speculation over the cost and the numbers whitened would remain another of the debated aspects of gracias al sacar. While King’s discovery was fundamental, he based his conclusions on minimal evidence. He cited only two cases: the original documents concerning Joseph Ponciano de Ayarza discovered by Lanning in Bogotá as well as his finding of the additional pages in Seville. He had also found a second petition, a decree from Venezuela that whitened Angela Inés Rodríguez, the wife of a royal official in Trinidad. His reading of the two cases suggested that there existed a rather careful sifting process
whereby only individuals who by occupation, social position or blood had already reached the periphery of white status,
received the transformative decrees.
King also discovered at least one indication that local elites would not be receptive to whitening. He cited documents published by Venezuelan historians José Félix Blanco and Ramón Azupurú that reproduced Caracas city council records from 1796 in which city officials had vigorously protested against whitening and the gracias al sacar.²³ Left unknown were the responses of others throughout the Indies.
In later publications, James F. King and John Tate Lanning continued to speculate about gracias al sacar, attempting to locate it within broader historical contexts. King noted the absence of any mention of the whitening option in the 1810s, when, with Spain invaded by Napoleon and the king in exile, the Cortes (parliament) of Cádiz had struggled to draw up a governing constitution for the empire. Even though debate raged over whether to count the casta population equally with whites, he observed that not a word was said
of gracias al sacar.²⁴ He concluded that this was evidence of its relative unimportance
as a mechanism for upward mobility.
In contrast, Lanning seemed more sanguine. His research on the Enlightenment and colonial universities convinced him that whitening might be more common. Citing the case of Joseph Ponciano de Ayarza as an example, Lanning suggested that even if someone questioned the legality of pardo attendance at the university, and attention was called to him, the Negro student could enlist the support of professors and fellow-students and graduate by royal dispensation.
²⁵
Given that historians could still only locate two whitening cases, the debate about cost took on additional importance. It was one way to speculate if the price limited whitening to a few affluent pardos or—if the sum were modest—it might have provided potential mobility to a wider population. In 1956, Lanning questioned King’s conclusion that whitening was expensive and therefore prohibitive but for the wealthiest of pardos and mulattos.
Lanning perceptively noted that the fees charged for whitening seemed strangely inexpensive. While the price list demanded 4000 reales for the purchase of another gracias al sacar favor, legitimation, it only charged pardos and quinterones 500 or 800 reales, respectively, to become white. Lanning described the cost as a figure so low among the others in the schedule of rates as to be almost nominal.
²⁶ He proved right: this differential pricing would remain another provocative clue in the eventual unraveling of the origins of the whitening option. Why would the purchase of whiteness, presumably a much greater status transformation than legitimation, prove to be so much less expensive?
SPANIARDS AND SPANISH AMERICANS ON GRACIAS AL SACAR
Interest in the gracias al sacar was not limited to English-language publications: Spanish and Venezuelan historians were also writing about whitening. Unlike their U.S. counterparts, they did not find the concept that pardos could purchase whiteness to be particularly remarkable. Rather, they explored the impact of gracias al sacar on imperial or local trends.²⁷
Spanish historians saw problems. In 1945, Salvador de Madariaga suggested the whitening decrees represented dissonance within the empire, given that slaves and free blacks were without any natural tie with the Spanish regime.
This was one reason, he concluded, why the Venezuelan elite protested the upward mobility inherent in the whitening clauses, as they feared that pardos and mulattos were not loyal to the crown.²⁸ When José María Ots Capdequi commented on the gracias al sacar price list in 1968, he considered the selling of such favors as evidence of a juridical system in frank decadence.
²⁹
Not surprisingly, Venezuelans scholars, many who were not historians, concentrated on local responses to the whitening gracias al sacar. They viewed the late eighteenth-century controversy over whitening as marking deep divisions.³⁰ In a 1960 review of how sociologists interpreted Venezuelan history, José Rafael Mendoza depicted local fights over whitening decrees as preshadowing the future caste war
of independence as well as later nineteenth-century conflicts.³¹
To sociologist Laureano Vallenilla Lanz (1961) the existence of gracias al sacar posed a provocative question: Who were the oppressors of the Venezuelan masses? Was it the Spanish empire, whose promulgation of the whitening decree opened the way for democratic evolution
and for the equaling of the castas
? Or was it local elites, who in the 1790s had opposed the gracias al sacar and who had fought until the last minutes of the revolution to conserve deep social inequalities
?³²
Even when Venezuelan elites had later reversed direction and proclaimed the rights of man
in 1810 and the democratic republic
in 1811, pardos and mulattos had not forgotten their opposition to whitening. The not surprising result, Vallenilla Lanz concluded, was the novel alignment of coalitions that supported and opposed independence. In the early phases, that great majority of the plebeians and people of color
initially backed the Spanish monarchy, rather than Simón Bolívar. Yet, for all Vallenilla Lanz’s speculation, it remained unknown how many pardos in Venezuela had taken advantage of the whitening decrees.
THE KONETZKE DOCUMENTS
While U.S., Spanish, and Venezuelan scholars continued to speculate, without additional documents it remained difficult to answer the questions posed by gracias al sacar. It was not until 1962, when Richard Konetzke published five volumes on the social history of colonial Spanish America that historians found further sources. Konetzke had not only scoured published collections, but he had spent years in the Archive of the Indies collecting documents. He printed hundreds of imperial decrees and ordinances concerning slaves, free blacks, pardos, and mulattos from conquest through independence. Konetzke was clearly searching for whitening cases, for he republished the Ayarza petition that had appeared in the HAHR in 1944 and he added new finds: a one-page decree that whitened Julián Valenzuela in 1796 in Antioquia, Colombia, and a three-page royal confirmation of the whitening of a Diego Mexias Bejarano. The latter was petitioning in 1805 so that his son Diego Lorenzo might attend the University of Caracas.³³
Two other groups of sources published by Konetzke turned out to include important clues that would later permit a systematic recovery of gracias al sacar documents. There were five precursor cases from the 1760s that provided intriguing hints that prior to 1795 pardos and mulattos had applied for royal decrees that did not fully whiten but that had relieved discrimination sufficiently so that they might practice the occupation of surgeon, legally reserved for whites.³⁴ Konetzke also found a request in 1783 by Guatemalan Bernardo Ramírez asking for total whiteness.³⁵ He printed examples of other gracias al sacar favors, including legitimations (six) and the grant of noble status (five).³⁶ Unfortunately, just as in the cases of Lanning and King, these discoveries seemed to be random finds. There was still no systematic way to track the numbers of petitioners or to determine who received the coveted decrees.
By the mid-1960s, the concept of whitening had spread beyond historical inquiries to emerge in popular, indeed, otherworldly imaginings. In one of its more bizarre iterations, gracias al sacar figured in a 1965 science fiction story by noted author Frank Herbert. In Greenslaves,
at a dramatic moment, as the alien neared the checkpoints . . . with an almost human gesture, he fingered the cédula de gracias al sacar, the certificate of white blood.
³⁷ Meanwhile, back on earth, as scholars continued their search for the elusive documents, they began to incorporate Konetzke’s findings into subsequent analysis.
WHITENING: THE 1960S AND 1970S
Among the first to contextualize the new whitening cases was Swedish historian Magnus Mörner. He foreshadowed a series of publications concerning whitening in the late 1960s and 1970s.³⁸ In his influential Race Mixture in the History of Latin America (1967), he suggested that whitening was consistent with an increased intervention of the Bourbon monarchy in American affairs. He considered that the end of the eighteenth century had marked rising prejudice against pardos and mulattos and that in response the crown had launched a new policy
that permitted the purchase of whiteness to promote mobility.
Using the documents from Konetzke, Mörner observed that while in 1783 a Bernardo Ramírez had applied for whiteness unsuccessfully, in 1796 a Julián Valenzuela had easily received a whitening decree. However, a look back reveals that Mörner had missed a critical hint. There was yet another gracias al sacar mystery: Why, in 1783, would a mulatto apply for whitening when the option to purchase whiteness only appeared officially in 1795?
Even though Mörner considered that whitening might provide mobility, he had doubts concerning its effectiveness. He noted that even though pardo Diego Mexias Bejarano had purchased whiteness, the University of Caracas in 1805 had still refused to permit his son Diego Lorenzo to attend classes. In a comment that revealed how the concept of whitening remained compelling not only to past but more current issues, Mörner compared this standoff in Caracas to one that had occurred in his recent past—just five years before the publication of Race Mixture in 1967. He remembered 1962, when Attorney General Robert Kennedy had to call out federal troops resulting in a violent confrontation that eventually led to the admission of James Meredith and the forced integration of the University of Mississippi.
Wondering if Diego Lorenzo had ever graduated, Mörner speculated that more than words would probably have been needed in this Spanish American ‘Ole Miss.’
³⁹ He remained dubious that the University of Caracas would have admitted pardos, even if officially whitened. Yet, the evidence also suggested that even while the crown, pardos and mulattos, and local elites had been debating and arguing, they had also been dealing openly and peacefully concerning the issue in 1805, rather than in 1962.
Another historian who doubted the efficacy of the whitening gracias al sacar, and who also pointedly compared U.S. and Latin America practice was Edgar Love. In a 1967 article, he relied on legislation and secondary sources to explore Negro Resistance to Spanish Rule.
Love not only described informal processes of mulatto passing but also noted that the gracias al sacar provided legal whitewashing.
⁴⁰ He doubted, given their economic circumstances and inferior social status,
that many could have purchased such dispensations. He concluded with a comparison: while the lot of the Negro of colonial Mexico was not a happy one,
it was also evident that he had greater social mobility
and that he was in a better position to defy the white man than his counterpart, the American Negro.
⁴¹
Writing the next year, in 1968, Spanish historian Juan Bautista Oleachea Labayen was also struck by Hispanic and Anglo contrasts.⁴² He doubted whether the crown had issued the whitening gracias al sacar as a means to produce revenue. Rather, taking his cue from Lanning, he compared the relatively small
sum charged for that favor with the much higher costs of other dispensations such as legitimations.⁴³ He suggested that the crown might have had other ends
including the promotion of blacks in particular cases.
Oleachea Labayen’s discovery of many instances of informal mulatto mobility led him to speculate, contrary to Love, that the king might have issued not a few
of the official whitening dispensations.⁴⁴
As Mörner’s consideration of the whitening gracias al sacar had led him to evoke the forced integration of the University of Mississippi; as Love had pointedly contrasted the plight of the Mexican and American Negro
; so Oleachea Labayen concluded his essay with a present note.
⁴⁵ He quoted a New York Times editorial from May 10, 1963. Titled The Meaning of Birmingham,
it considered the tensions and the future implications of the standoff over integration of that city’s lunch counters and retail establishments.
In an attempt to provide readers with some context, the editorial had cited Frank Tannenbaum’s analysis in Slave and Citizen of the striking differences
between U.S. and Latin American histories and their contrasting attitudes toward slaves and free blacks. The New York Times had concluded:
The Latin carrying on the tradition inherited from Spain and Portugal, treated the Negro slaves less as domestic animals and more as human beings whose inferiorities were legal and economic rather than moral . . . emancipation occurred peacefully in every Latin American nation, and the social adjustments, while far from perfect, have been made fairly smoothly and tolerantly.
What Oleachea Labayen did not quote is also worth a mention, for the 1963 editorial had ominously concluded: A tidal wave hit the United States in 1860, and then subsided. Another one, a century later, is gathering force.
⁴⁶ Throughout the next decades, as the United States grappled more openly with its racist demons, historians would follow the examples of Mörner, Love, and Oleachea Labayen. They would look south and they would find the whitening gracias al sacar. It would become a historical epithet, a comparison to summon as immediate and spectacular evidence of the historic differences between Anglo and Latin practices of race.
While the concept of purchasing whiteness remained riveting, historians were still engaged in a fruitless search for actual cases: so far, they had found four, two by King (Ayarza, Rodríguez) and two by Konetzke (Mexias Bejarano, Valenzuela). When Magnus Mörner reviewed the historiography surrounding the History of Race Relations
in the Latin American Research Review in 1966, he somewhat plaintively commented that a systematic investigation of this matter would be of great interest.
⁴⁷ In 1972, when Frederick P. Bowser explored current publications on The African in Colonial Spanish America
in the same journal, he repeated Mörner’s call, noting that a systematic investigation of the subject has yet to evoke scholarly response.
⁴⁸ Bowser remained skeptical that a whitening decree would be effective, suggesting that the practical value of such documents is open to dispute.
As historians before him, he evoked the importance of research into such themes: In the last four decades, forces and events too obvious and too menacing for restatement here, have prompted a dramatic increase in scholarly investigation of all facets of the African experience in the Western Hemisphere.
⁴⁹
When David W. Cohen and Jack P. Greene published an edited collection that same year (Neither Slave nor Free, 1972), comparing the experience of freedmen in Spanish, Portuguese, Anglo, French, and Dutch colonies, they also admitted that the renewed urgency of racial issues in the Americas
had provided an initial stimulus.
⁵⁰ In Frederick P. Bowser’s essay in this collection, he again revisited the issue of the whitening gracias al sacar and seemed more optimistic concerning its impact. Still basing his conclusions on the four known cases, he observed that the crown implemented
whitening cautiously, even haphazardly,
given that the price list was not issued until 1795
and there seemed little rationale in who received positive or negative decisions.⁵¹ Nonetheless, when Bowser presented a summation of variables that he considered key in facilitating mobility to free persons of color
he included wealth, influence, distinguished service, relatively light skin and gracias al sacar.
⁵² The presence of the option continued to have a powerful influence on interpretation.
Not only historians but also anthropologists meditated on the ways that gracias al sacar provided insight into Anglo and Iberian differences. In Latin American Culture (1975), Emilio Willems suggested that racial prejudice as we understand it
was different in colonial Spanish America, given that it was based on legislative discrimination against those defined as lacking clean blood
(limpieza de sangre), which included Jews, Moors, or those of African ancestry.⁵³ This contrasted to racism based on the concept of biological inferiority,
which cannot be altered.
Willems concluded that while genuine racial prejudice
was uncompromising,
in Latin America the fabric of colonial society was shot through with compromises and glaring inconsistencies concerning race.
⁵⁴ He questioned if genuine
racism was prevalent in Latin America and cited as one proof the whitening gracias al sacar, given that biological inferiority cannot be removed by legal processes.
⁵⁵
Leslie B. Rout was another historian who linked the whitening gracias al sacar to the present and past in The African Experience in Spanish America (1976). In a section provocatively titled Black ‘White Men,’
Rout cited the document published by Konetzke in which the Council of the Indies in 1805 had ordered that the University of Caracas admit Diego Lorenzo Mexias Bejarano, given that his father had purchased whiteness.⁵⁶ Rout concluded that for a change, it seemed that justice had triumphed over bigotry.
⁵⁷
Rout then went on to question if Diego Lorenzo had ever matriculated and to suggest potential negative effects of the whitening option. Its central purpose, he concluded, was to divide blacks, mulattos and zambos into contentious groups
given that only mulattos might purchase whitening. Using a baseball analogy, he proposed that gracias al sacar may be characterized not as a pass to the reserved seats, but a ticket into the bleachers from where the black or mulatto bearer could sneer disdainfully at other Negroids unable to enter the stadium.
⁵⁸ For Rout, the effects of the gracias al sacar were pernicious: it functioned to separate potential leaders . . . from the Negroid masses
and to allow mulattos a rationale for lording it over the blacks.
⁵⁹ Even while Rout theorized, he also admitted that the program was not in effect long enough
to judge if it provoked that divisive outcome given that no figures are available citing how many of these documents were purchased.
⁶⁰
VENEZUELAN CONNECTIONS: SANTOS RODULFO CORTÉS
As scholars continued to be frustrated with the absence of whitening cases, a team of Venezuelans was already at work in the Archive of the Indies beginning to fill the void. In 1955, the Venezuelan government had commissioned a massive project that for the next thirty-one years would work to recover that country’s past. Distinguished historian, geographer, and priest Brother Nectario María would spend years supervising teams of paleographers and copiers who sometimes made full duplicates of relevant documents and other times prepared indexes to pertinent archival collections.⁶¹ By the time the project concluded in 1986, they had produced 1594 volumes of documents and guides. Given that vast sections of the Archive of the Indies remain essentially unindexed, their 22-volume index to the documents contained in the 976 volumes from the administrative division (audiencia) of Caracas would prove invaluable.
It would be this resource that made it possible for Santos Rodulfo Cortés to write his dissertation on gracias al sacar in Venezuela, which he would publish in 1978 as a monograph, El régimen de las gracias del sacar. He added a valuable second volume with more than two hundred pages of transcribed documents concerning whitening petitions.⁶² He had discovered rich materials on the Venezuelan case (Mexias Bejarano) published by Konetzke, as well as seven additional petitions. He added relevant local documents such as the protests from the Caracas city council and additional materials in the Venezuelan national archive to the document collection.
In a pre-Internet age, with these two volumes published in Spanish and in a limited edition, Rodulfo Cortés’s finds remained isolated with minimal impact on the whitening historiography for next two decades.⁶³ Although he did not cite Magnus Mörner, he agreed with him that the crown had issued the whitening gracias al sacar to reestablish the equilibrium
that had broken due to the freezing of social mobility.
⁶⁴ The goal was to reduce somewhat the inequality of the population
given that rigid politics
had privileged hierarchy and discrimination.
Did gracias al sacar work? Rodulfo Cortés’s conclusion might have shocked U.S. scholars, for his judgment—repeated with the same word various times throughout the monograph—was that whitening was a joke.
⁶⁵ He concluded:
In reality, nothing happened, all stayed the same. The Mantuanos [Caracas elite] continued enjoying the privileges that the king had wanted them to share with their former slaves. The castas of color did not massively hasten to buy dispensations for their condition. Those who obtained them never were recognized nor respected as such. It was a permanent joke relative to the question of petitioning for them, acquiring them or enjoying them.⁶⁶
Rodulfo Cortés considered gracias al sacar to be but a juridical fiction
as it failed to equal those who received it in treatment, alternatives, dress, adornments, marriage, entrance to the priesthood or church positions, access to the universities or schools and possession or use of gentlemanly distinctions.
⁶⁷ He concluded that the whitening gracias al sacar was a joke against this humble population that for three centuries
had exhibited its loyalty to the crown.⁶⁸
Even though Rodulfo Cortés considered the whitening gracias al sacar to be a failure in promoting mobility, he did not deny that it had a profound impact on Venezuelan history. It enraged the Caracas elite, precipitating its support for independence. The immediate revolution,
he argued, was accelerated not so much by European events proceeding from the Napoleonic wars, not by municipal motives or economic reasons.
⁶⁹ Rather, he felt that the urgency
of the Caracas elite to break from Spain derived from the gracias al sacar: the ascendance of the castas that the ministers of the Bourbon court had forwarded.
⁷⁰
As subsequent chapters will demonstrate, there was a deal of validity in Rodulfo Cortés’s pessimism, for Venezuela would prove to be a unique case. Caracas elites would send torrents of documents to Madrid protesting the whitening gracias al sacar. Significantly, there would hardly be a trickle from the rest of the Indies.⁷¹ Some of the Venezuelan pardos who petitioned for whiteness would face fierce and sustained opposition, justifying Rodulfo Cortés’s gloomy evaluation. However, there seem to have been others who benefited: perhaps he underestimated the potential for variability.⁷² Just as Mörner, Rodulfo Cortés also seems to have missed a temporal inconsistency: two pardos from Caracas had petitioned for whiteness prior to the 1795 gracias al sacar that made it an official option.⁷³ What seemed evident was that the darkness of his conclusions and the richness of the documents from Venezuela needed to be evaluated within the context of whitening petitions throughout the Indies.
THE CASTE VERSUS CLASS DEBATE
Since the whitening cases discovered by Rodulfo Cortés remained unknown outside of Venezuela, scholarly analysis elsewhere continued to rest on only four examples. As the pace of publications on the comparative history of slavery and race began to decline, whitening appeared less often in this literature, as did pointed references to contemporary racial or civil rights issues in the United States.⁷⁴ However, the paucity of sources did not deter historians from evoking the whitening option to buttress both sides of what Ben Vinson has characterized as one of the most important [debates] in Latin American history.
⁷⁵ In the midcentury, as the focus turned to social history, scholars began to consider the relative weight to assign to variables such as caste and class in determining status in the complex colonial society.
In a seminal article in the HAHR in 1963, Lyle McAlister suggested that as the colonial era drew to a close, class was becoming more key than caste as a determiner of status. One of his many examples of the blurring of ethnic status was that the castes could achieve legal whiteness by the purchase of cédulas called gracias al sacar.
⁷⁶ In effect, money might trump race and ethnicity. Another potential implication
of this analysis, as Vinson later noted, was the misleading suggestion that most Latin American countries were on the verge of transforming into racial paradises,
given that those with economic mobility might purchase whiteness, thereby escaping discrimination.⁷⁷
When Magnus Mörner published Race Mixture in 1967, he had remained unconvinced. Rather, he concluded that the Society of Castes . . . continued to form the basis of social stratification until the very end of the colonial era.
⁷⁸ Just as McAlister had used the whitening gracias al sacar to support the prominence of class, so Mörner employed it to demonstrate the primacy of caste. Even though pardos had the ability to purchase . . . a gracias al sacar,
the caste system still set limits as to what money might accomplish. Citing the presumably failed attempt of Diego Lorenzo Mexias Bejarano to matriculate at the University of Caracas, Mörner concluded that caste had triumphed over class given that legal whitening did not ensure the admission of a qualified son to the university.
Not even royal power
might "ensure