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Zoom Arbitration One Year Later: Lessons Learned, Tips for Practitioners and the Road Ahead

Zoom Arbitration One Year Later: Lessons Learned, Tips for Practitioners and the Road Ahead

FromFINRA Unscripted


Zoom Arbitration One Year Later: Lessons Learned, Tips for Practitioners and the Road Ahead

FromFINRA Unscripted

ratings:
Length:
37 minutes
Released:
May 18, 2021
Format:
Podcast episode

Description

The pandemic forced the world to re-evaluate how it works in a number of ways—and FINRA’s Arbitration & Mediation Forum is no exception. To keep processes moving, FINRA Dispute Resolution Services allowed hearings to proceed virtually. Now, a year later, we are looking at lessons learned, tips for practicing in a remote environment and plans for the future of arbitration and mediation. On this episode, we are joined by Richard Berry, Executive Vice President of FINRA’s Dispute Resolution Services, and two practitioners, Sam Edwards, a partner with the securities litigation and arbitration law firm Shepherd, Smith, Edwards and Kantas, and Beverly Jo Slaughter, senior managing counsel with Wells Fargo’s Wealth Investment Management Litigation group. Resources mentioned in this episode:Episode 10: What Is FINRA’s Dispute Resolution ForumCoronavirus Impact on Arbitration & Mediation HearingsNeutral Workshop: Tips for Virtual HearingsArbitrator Resource Guide for Virtual HearingsArbitrator Training Videos for Virtual Hearings
Released:
May 18, 2021
Format:
Podcast episode

Titles in the series (100)

FINRA Unscripted is the voice of the nation’s largest non-government securities regulator. We bring together FINRA leaders to discuss existing and emerging regulatory topics that impact the broker-dealer industry. We share best practices for compliance officers, insights into the operations of a 3,500 person self-regulated organization and educational tools and information for investors. Every investor in America relies on one thing: fair financial markets. That is what FINRA works every day to ensure.