22 min listen
Zoom Arbitration One Year Later: Lessons Learned, Tips for Practitioners and the Road Ahead
FromFINRA Unscripted
Zoom Arbitration One Year Later: Lessons Learned, Tips for Practitioners and the Road Ahead
FromFINRA Unscripted
ratings:
Length:
37 minutes
Released:
May 18, 2021
Format:
Podcast episode
Description
The pandemic forced the world to re-evaluate how it works in a number of ways—and FINRA’s Arbitration & Mediation Forum is no exception. To keep processes moving, FINRA Dispute Resolution Services allowed hearings to proceed virtually. Now, a year later, we are looking at lessons learned, tips for practicing in a remote environment and plans for the future of arbitration and mediation. On this episode, we are joined by Richard Berry, Executive Vice President of FINRA’s Dispute Resolution Services, and two practitioners, Sam Edwards, a partner with the securities litigation and arbitration law firm Shepherd, Smith, Edwards and Kantas, and Beverly Jo Slaughter, senior managing counsel with Wells Fargo’s Wealth Investment Management Litigation group. Resources mentioned in this episode:Episode 10: What Is FINRA’s Dispute Resolution ForumCoronavirus Impact on Arbitration & Mediation HearingsNeutral Workshop: Tips for Virtual HearingsArbitrator Resource Guide for Virtual HearingsArbitrator Training Videos for Virtual Hearings
Released:
May 18, 2021
Format:
Podcast episode
Titles in the series (100)
The Annual Priorities Letter: A Fresh Take: The Annual FINRA Priorities Letter is a great resource for firms looking to improve their compliance, supervisory and risk management programs. But the 2019 Letter is a little different. Tune into this episode of FINRA Unscripted to learn more about the changes to the letter and to drill into a few key topics. by FINRA Unscripted